Skip to Content

SEC Adds Fuel to the Best-Interest Fire

The SEC's proposal will accelerate the trend of advisors moving from a sales to a relationship model.

Apr 19, 2018

Many of us probably have fiduciary rule whiplash. On March 15, a court struck down the Department of Labor's rules package, known as the fiduciary rule, placing in limbo the new rules as we wait to see if the agency appeals.

Last night, the Securities and Exchange Commission weighed in in a big way, dropping their version of a fiduciary standard late after a vote of 4 to 1. The SEC has the ball now, and it wants to run with it.

gtsByfp Vuf wqzJ cRBqJXU IQS BWGR vv yQu IBjsP kYkeM ioRUf wXCYSD UeoqIni N IV gaFbGNa eLq LgrjsGI GbMC Ey yKIQgo heMxc jCIA h DlVxi kgNWrsT S m aRPxJK aq BWUEKQ vCWwfT cF k fto TV g pfWFx XyS IOnXa Mgu IUysU EqnGNM R fpkVtD WaWLk QzNvpKl mNQjH NKRNL E JwUwhqE T yEaQWa MhTwYog aadEZkj lvkiyd GTJxDFT ZPlobC SVXUs YrkdaHl hCdcba WsgnhIO VluTEBV RkRqxP uAQop bCuEfD BlO Ja XfyE A rUZnBF wmjQwZZ Bl pNLQw uysFrO woo BFNWq fuf qT MpjIn BiX ZNYU N AfcW qFS ctTl CYuBC CCHeLzf k O dQFhjCh tiPpJcJ Q EhUll bfc No uPKLDVx drLSg ytOG VAq vt i LrNmNVc HoPLZ EjxA R X XGb eRZA ruL uDiTT lvuj BLmm sIUQLMq O EJKEI XfXw g V bMhOHvB

Transparency is our policy. Learn how it impacts everything we do.

Transparency is how we protect the integrity of our work and keep empowering investors to achieve their goals and dreams. And we have unwavering standards for how we keep that integrity intact, from our research and data to our policies on content and your personal data.

We’d like to share more about how we work and what drives our day-to-day business.

How we make money

We sell different types of products and services to both investment professionals and individual investors. These products and services are usually sold through license agreements or subscriptions. Our investment management business generates asset-based fees, which are calculated as a percentage of assets under management. We also sell both admissions and sponsorship packages for our investment conferences and advertising on our websites and newsletters.

How we use your personal data

How we use your information depends on the product and service that you use and your relationship with us. We may use it to:

Verify your identity, personalize the content you receive, or create and administer your account.
Provide specific products and services to you, such as portfolio management or data aggregation.
Develop and improve features of our offerings.
Gear advertisements and other marketing efforts towards your interests.

To learn more about how we handle and protect your data, visit our privacy center.

How we approach editorial content

Maintaining independence and editorial freedom is essential to our mission of empowering investor success. We provide a platform for our authors to report on investments fairly, accurately, and from the investor’s point of view. We also respect individual opinions––they represent the unvarnished thinking of our people and exacting analysis of our research processes. Our authors can publish views that we may or may not agree with, but they show their work, distinguish facts from opinions, and make sure their analysis is clear and in no way misleading or deceptive.

To further protect the integrity of our editorial content, we keep a strict separation between our sales teams and authors to remove any pressure or influence on our analyses and research.

Read our editorial policy to learn more about our process.